Job Id : 4350
Jobtitle : Compliance Testing & Monitoring
Location : New York, NY
Company Name : Societe Generale
Industry : Information Technology
Salary : $55,000 - $70,000 YEAR
Job type : Fulltime
Posted on: 2019-08-21
Required Skills : Compliance Testing , Monitoring ,MS Office, Including MS Word, MS Excel ,MS PowerPoint
Benefits : No benefits are available
The candidate will be responsible for conducting Financial Crimes Compliance (“FCC”) compliance testing to assist in satisfying the annual AMT FCC (BSA/AML/OFAC/Sanctions) testing plan.
Day-to-day responsibilities will include:
All our positions are open to people with disabilities
TECHNICAL SKILLS / QUALIFICATIONS
PRIOR WORK EXPERIENCE
The SGUS Compliance Department monitors the corporate banking, investment banking and broker–dealer activities of SGUS and reports on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department works closely with the Global Compliance Department in Paris to ensure effective implementation of Global Compliance policies and to coordinate all cross-border business transactions and activities. The SGUS Compliance Department is responsible for monitoring the handling of sensitive confidential business information by SGUS personnel through the Compliance Control Room. It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice on relevant rules and regulations. The US Financial Crime department is responsible for ensuring compliance with anti-money laundering (“AML”), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations. Additionally, AML oversees key processes and risks of the KYC department.
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